"It is the duty of the people to care for him who shall have borne the battle, his widow, and orphan."
-Abraham Lincoln

Friday, March 25, 2016

McKinney: Presumption of Soundness, Adequate Medical Examinations without resorting to Speculation and the Duty to Assist

McKinney v. McDonald, Opinion Number 13-2273, decided March 11, 2016 involves a claim for bilateral hearing loss and a respiratory condition related to asbestos.  This decision has everything in it including a discussion of the presumption of soundness, whether an examination is adequate and whether the examiner would have to resort to speculation, and the VA’s duty to assist.

The veteran’s entrance examination did not note defective hearing but an audiology note showed a hearing problem at 400 hertz that the Navy considered to be minor and causing no significant limitation.  The veteran developed hearing loss which he associated with artillery fire and noise from helicopters.  The VA denied noting his entrance hearing loss, stating he was not owed a presumption of soundness, and relying on a medical examination that stated without an exit examination showing his hearing it would be speculative to connect his hearing loss.

The Court determined that because the hearing loss noted on his entrance examination did not meet the VA’s definition of a disability under 38 CFR Section 3.385 that the veteran was entitled to the presumption of soundness.  The Court noted the presumption of soundness is owed unless an entrance examination “noted” a defect, infirmity or disorder.  The court reiterated that a history of a condition does not constitute a notation of a pre-existing condition for the purposes of the presumption of soundness.

While accepting that hearing loss was noted on the entrance examination, the court determined that hearing loss did not meet the VA’s definition of a hearing disability and, therefore, the hearing loss was not a defect which would prevent the application of the presumption of soundness. The Court reached this conclusion by noting that 3.385 states that impaired hearing is not a disability for compensation purposes unless the audiometric threshold is 40 db or greater—here the threshold was 35 db.

The Court also determined the VA’s examination was inadequate because she did not provide a rationale for concluding that an audiology test from the veteran’s separation was needed—the court stated it was unclear if her opinion that she would have resort to speculation reflected the limits of her knowledge or the knowledge of the wider medical community.  Id. at *17.  The Court also took the examiner for task for failing to consider the veteran’s testimony that he first noticed hearing loss during service or shortly after discharge.

Regarding the respiratory issue, the veteran submitted private medical statements linking his respiratory condition, asbestosis, to asbestos exposure.  However, the VA rejected them because they were made several years prior to his application for benefits and also stated there was no current of a current diagnosis of asbestosis.  The Court noted the VA was to consider all respiratory problems, not just asbestosis.  The Court agreed with the veteran that the VA gave inadequate reasons or bases for summarily rejecting the 1996 medical reports because they were not sufficiently proximate to the date of the claim.  Id. at *21.  The Court also noted the Board relied on an inadequate VA examination which did not mention the prior diagnosis of asbestosis.  The Court also found the VA did not fulfill its duty to assist.  The veteran filed out an authorization for Dr. Attiah records related to asbestos exposure.  The VA sent a request for the records to a hospital but then received a form stating the hospital did not have the records but recommended the VA call his office at the number the veteran had already provided to the VA.  The VA simply did not call that number or attempt to gain those records in any other way, which the Court considered “particularly glaring because the Board found that the only evidence in the record that Mr. McKinney was diagnosed with asbestosis was evidence from 1996.  Yet, the 2003 referral sheet from Methodist Charlton Medical Center indicates that the referring physician attributed Mr. McKinney’s current respiratory disorder to ‘apparent exposure to asbestos.’”  Id. at *26.

A dissent by Judge Bartley expressed her opinion that because defective hearing was not listed on the entrance examination, it is unfair to consider that a defect.  She worried “Permitting retrospective interpretation of an entry examination allows VA to transform the test result not identified at the time of entry as out of the ordinary into noting at the time of entry, thereby perverting the statutory requirements.  This retrospective interpretation will create troubling effects: Men and women entering service would be deemed fully fit to fight and die, with the entry examiner indicting nothing preexisting; but after service those men and women, now veterans, would be informed that they were less than whole at entry, that there was preexistence, and that they have a significant handicap in pursuing disability benefits, i.e., the presumption of soundness, in most cases, would not apply.


Decision by Judge Schoelen and joined by Judge Davis, concurrence by Judge Bartley.

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